5.4.3 Clausal modifiers
Finally in this chapter we will note the possibility of modifying a VP with a clause. As we have seen with adverb modifiers the most straightforward VP modifiers are those that modify the manner of the verb. It is not possible to use a clause in this way however, and so it is not easy to tell whether a clause is a VP or a sentential modifier. However, there are certain reasons to think that some clausal modifiers are situated inside the VP.
Without going too much into the details of clause structure itself, a task we will undertake over the next chapters, certain non-finite clauses appear to have a missing subject:
(180) | a | Bert bought a Ferrari [to impress his friends] |
b | they set fire to the building [to collect the insurance] |
Although these clauses seem to lack a subject, it is immediately obvious that a subject is interpreted: in (180a) it is Bert who will be doing the impressing and in (180b) it is they who will collect the insurance. We call this phenomenon control. There is an element in the main clause who is interpreted as, or who ‘controls’ the missing subject of the modifying clause. There are restrictions, however, on which argument can act as the controller:
(181) | Fred phoned the plumber [driving to the office] |
In this case, only Fred can be interpreted as the one who was driving. It seems that the object is too far down inside the clause to act as controller. This is supported by the following observation:
(182) | the witness claimed the defendant paid a lot of money [to attract attention to himself] |
The reflexive pronoun himself can either refer to the witness or the defendant. But note, this depends on what the purpose clause is thought to modify. In one case it is the defendant’s paying money that attracts the attention and in the other case it is the witness’s claim that attracts the attention. In the first case, himself refers to the defendant and in the second it refers to the witness. What is not possible is to interpret the purpose clause as modifying the claiming event and for the reflexive to refer to the defendant or for the purpose clause to modify the paying event and the reflexive to refer to the witness. In other words, neither of the following are possible interpretations of (182):
(183) | a | the purpose of the witnesses claim that the defendant paid a lot of money was to attract attention to the defendant |
b | the witness claimed the purpose of the defendant paying a lot of money was to attract attention to the witness |
We can account for this in the following way. We know from chapter 3 that reflexive pronouns must refer to something within their own clause and in (182) the only thing that could be the referent of the reflexive is the missing subject. The missing subject is in turn controlled by some other element in the clause and hence limitations on the reference of the reflexive indicate limitations on the control of the subject. When the purpose clause modifies the higher verb, only the subject of this verb can act as the controller and hence be the ultimate referent of the reflexive. It seems that the subject of the other clause is ‘too low down’ in the clause to act as controller. On the other hand, this subject can act as controller when the purpose clause modifies the lower verb.
Having established that there are structural conditions on what can act as a controller, consider the following examples:
(184) | a | Harry hired Freda [to fire the security guard] |
b | Harry fired Freda [to hire the security guard] |
(184a) is ambiguous in terms of who is doing the firing: it could be Harry or Freda. (184b) is not ambiguous however as here only Harry can do the hiring. What can account for this difference? We have seen that the structural position of the purpose clause affects what can be the controller and so it might be that there are different possible positions for the purpose clause within the structure. The structure of the main VP in (184a) is as follows:
(185) |
As agent, Harry is the specifier of an agentive light verb and as theme Freda is the specifier of the main verb. The verb will move to support the light verb as usual. We know in this case, the purpose clause can either be controlled by the subject or the object and so it must be able to attach to the structure high enough to allow subject control and low enough to allow object control. Suppose we assume that the purpose clause can adjoin either to the v' or to the V':
(186) | a | |
b |
The two structures relate to the two possible meanings. When the purpose clause is adjoined to the v', as in (186a), then the agent can control the missing subject, and when it is adjoined to the V', as in (186b), then the theme can control the missing subject. For some reason, when fire is the head of the VP, the purpose clause can only be adjoined to the v' and hence only the agent can be the controller. Hence there will be no ambiguity. Note that the facts as such demonstrate that the purpose clauses must be able to attach within the VP so that objects can act as controllers. If this were never the case, we would only be able to get subject control.